TMCnet News
SELF-REGULATORY ORGANIZATIONS - Immediate Effectiveness of Proposed Rule ChangesNov 21, 2012 (SECURITIES AND EXCHANGE COMMISSION RELEASE/ContentWorks via COMTEX) -- A proposed rule change filed by NYSE MKT LLC to change the monthly fees for the use of ports (SR-NYSEMKT-2012-64) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of November 19. (Rel. 34-68261) NASDAQ OMX PHLX LLC (PHLX) filed a proposed rule change (File No. SR-Phlx-2012-133), under Section 19(b)(1) of the Securities Exchange Act of 1934, which became effective upon filing, as Modified by Amendment No. 1, to amend Rule 3218. Publication is expected in the Federal Register during the week of November 19. (Rel. 34-68267) NASDAQ OMX BX, Inc. (BX) filed a proposed rule change (File No. SR-BX-2012-072), under Section 19(b)(1) of the Securities Exchange Act of 1934, which became effective upon filing, as Modified by Amendment No. 1, to amend Rule 4618. Publication is expected in the Federal Register during the week of November 19. (Rel. 34-68268) National Securities Clearing Corporation filed a proposed rule change (File No. SR-NSCC-2012-09) under Section 19(b)(1) of the Securities Exchange Act of 1934, which became effective upon filing, to modify Addendum A (Fee Structure) of its rules and procedures relating to Fund/SERV(R) fees. Publication is expected in the Federal Register during the week of November 19. (Rel. 34-68269) A proposed rule change filed by New York Stock Exchange LLC extending the temporary suspension of those aspects of Rules 36.20 and 36.21 that would not permit Floor brokers to use personal portable phone devices on the Trading Floor following the aftermath of hurricane Sandy until the earlier of when phone service is fully restored or Friday, December 14, 2012 (SR-NYSE-2012-67) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of November 19. (Rel. 34-68271) A proposed rule change filed by NYSE MKT LLC extending the temporary suspension of those aspects of Rules 36.20 - Equities and 36.21 - Equities that would not permit Floor brokers to use personal portable phone devices on the Trading Floor following the aftermath of hurricane Sandy until the earlier of when phone service is fully restored or Friday, December 14, 2012 (SR-NYSEMKT-2012-69) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of November 19. (Rel. 34-68272) |