TMCnet News
Alan K. Halfenger Joins Treliant as Managing Director of Securities & Investment Management ComplianceAlan K. Halfenger has joined Treliant as a Managing Director in the New York office to expand the firm's offerings for securities and investment management compliance. A former chief compliance officer with over 25 years of professional experience, Alan provides regulatory, risk, and operational solutions to investment companies, traditional and alternative asset managers, banks, insurance companies, and broker-dealers. "Alan has had a distinguished career as a consultant and a compliance professional, and we will benefit tremendously from his background and experience," says Treliant Chief Executive Officer B. Scott Fisher. "He will be integral to ensuring we meet our high standards of quality and professionalism as we expand our offerings for securities and investment management compliance." "The landscape of securities regulation is complex, and the penalties for noncompliance continue to increase," says Gino Ercolino, a Director with Treliant and former Enforcement Director with the Financial Industry Regulatory Authority. "Alan has the expertise to help our clients navigate this challenging matrix of requirements." "As an advisor and a former chief compliance office, my goal is to help clients balance regulatory requirements with the commercial realities of their businesses, allowing them to focus on what matters most: running the business," says Alan. Before joining Treliant, Alan held senior positions at consultancies focused on global securities and anti-corruption compliance. Previously, he was the global CCO of Bain Capital, covering their private-equity, hedge-fund, venture, and credit businesses. Earlier in his career, Alan served in legal and compliance roles at several investment banks, including JPMorgan Chase and Citi. About Treliant Treliant is a multi-industry consulting firm that serves organizations around the globe. Our firm serves financial institutions, consumer-oriented businesses, other corporations, and law firms. As a firm of leading professionals from industry and government, we assist our clients in navigating regulatory requirements and on best practices, while meeting strategic and operational objectives. We partner with clients as trusted advisors and via managed services, including through secondments, interim resources, and other outsourcing strategies. Our advisory and assurance services and specialized, high-quality business solutions strengthen our clients' corporate and regulatory compliance programs, risk management, and business performance. We also provide comprehensive support for corporate and regulatory investigations, litigation, and as government agency monitors and independent consultants. We serve companies from Main Street to Wall Street and across the globe. For more information, visit www.Treliant.com. View source version on businesswire.com: https://www.businesswire.com/news/home/20200331005553/en/ |
